Practice Area

Financial Compliance

Anti-Money Laundering (AML) Compliance Policy & Procedure Drafting (BSA/AML laws and regulations as amended by the USA PATRIOT Act (i.e., FINRA 3310))

Our attorneys conduct an independent and objective analysis of your company’s compliance efforts. We help confirm that your company, officers, and directors have implemented prudent and correct policies, procedures, and controls to become or remain compliant with relevant laws and regulations. If necessary, we will recommend specific measures and remedial actions. If needed, we will draft new policies, procedures, and controls in order to protect your business.

Industries served include:

Garment / Textile

Healthcare

Professional Services

Hospitality

Food & Beverage / Nightlife

Real Estate Development

Office Parks

Entertainment

Professional Athletes / Agents

Medical

Automotive

Computer Technology

Gaming

Design

Jewelry